Erica Cohn is a Compliance Officer for Great Lakes Advisors in Tampa, Florida. She is responsible for ensuring the firm operates within regulatory requirements while maintaining ethical business practices. This includes developing, enhancing, and implementing robust compliance programs and policies.

Erica is a seasoned Compliance professional with nearly 25 years of experience in regulatory compliance and risk management. She specializes in compliance risk management and testing programs that focus on identifying, assessing, and mitigating risks related to regulatory requirements and internal policies and procedures. Prior to her current role, Erica worked at Lehman Brothers and subsequently Barclays Capital in New York as well as Depository Trust & Clearing Corporation (DTCC) and Raymond James in Florida. She held various senior Compliance roles and has led large, global teams.

Education and Professional Credentials:

• Industry Start: 2000
• University of Delaware, BS